Promptly taking remedial measures after finding out any incompliant operation and management behavior , subjecting the liable persons to corresponding liabilities and reporting the whole situation in accordance with the relevant requirements , and .

发现公司有不合规的经营管理行为的，及时采取适当的补救措施，追究违规责任人的相应责任，并按规定进行报告。

The term " compliance risk " as referred to in the present guidelines means the risk of undertaking legal responsibility , supervisory punishment , financial losses or reputation losses as a result of an incompliant insurance operation and management behavior made by the insurance company or any of its employees and marketing staff .

本指引所称的合规风险是指保险公司及其员工和营销员因不合规的保险经营管理行为引发法律责任、监管处罚、财务损失或者声誉损失的风险。